Compliance.
Environmental Social Governance (ESG)
Environmental Social Governance (ESG)
Environmental
As a participant of the United Nations Global Compact, and accredited by Green Mark and the International Organization for Standardization (ISO), The Seventy Ninth Group is guided by the most stringent standards and regulations in Corporate Social Responsibility.
The Green Mark and ISO accreditations demonstrate our commitment to environmental sustainability within our physical premises in the United Kingdom, implementing a Reuse and Recycle policy that aims to cut consumption within the workplace. Each employee is encouraged to audit their waste management to work towards environmental sustainability by focusing on their own responsibility of recycling.
As a natural resource owner, The Seventy Ninth Group’s stringent ethical practices are essential in an industry fraught with negative reputations due to the devastating effects mining operations have on the natural habitats of wildlife, often contributing to deforestation and contaminating water supplies.
Through a collection of internal policies, including a dedicated Climate Change and Biodiversity strategy, each of our mining concessions must undergo strict due diligence that accounts for environmental and physical climate change risk, energy and water efficiencies.
Surveys are undertaken to assess the impact of potential harm on the natural environment including social impact studies, ecological surveys and environmental impact risk assessments, all of which are evidenced by our commitment as a member of the United Nations and their operating principles aligning to their Sustainable Development Goals (SDGs).
Social
As a participant of the United Nations Global Compact, and accredited by Green Mark and the International Organization for Standardization (ISO), The Seventy Ninth Group is guided by the most stringent standards and regulations in Environmental Social & Governance.
The Green Mark and ISO accreditations demonstrate our commitment to environmental sustainability within our physical premises in the United Kingdom, implementing a Reuse and Recycle policy that aims to cut consumption within the workplace. Each employee is encouraged to audit their waste management to work towards environmental sustainability by focusing on their own responsibility of recycling.
- Fund the creation of a local school, medical centre and medical staff
- Offer local employment and pay a fair wage
- Supply tools and equipment through agricultural possibilities
- Provide clean water and environmentally-friendly reusable bottles
Governance
Our Board and advisors consist of some of the most well-respected names in the legal and finance industries, including Andy Cole CBE (former Senior Director of HM Revenue & Customs), Phil Jones (an accountant with nearly half a century of experience in finance) and Adrienne Kelbie CBE (an expert in nuclear regulation and a leading voice on women in mining).
Operating in a legal and transparent manner, our stakeholders can be assured of our commitment to protecting their investments. The nature of our company means that we choose only to work with the most trusted and well-respected brands to mitigate risks for both our company and our stakeholders.
We have partnered with leading names in law, accounting and geology including SRK Exploration, world-leaders in mineral exploration and Fieldfisher LLP, a prominent European law firm.
Anti-Money Laundering
Anti-Money Laundering
At The Seventy Ninth Group we take our responsibility to combat financial crime seriously. As a leading asset management firm, we maintain strict adherence to Anti-Money Laundering (AML) regulations to protect the integrity of our business and ensure the safety of our clients’ investments.
Robust AML Framework
Our AML framework is designed to prevent, detect, and report any suspicious activities that may be linked to money laundering or the financing of terrorism. This framework is aligned with the UK’s Financial Conduct Authority (FCA) guidelines and global standards, ensuring that we meet, and often exceed, the legal requirements for organisations.
Key elements of our AML approach include:
- Know Your Customer (KYC) Protocols: We implement thorough KYC processes to verify the identity of every client. This helps us ensure that we only engage with legitimate clients and that all transactions are transparent and traceable.
- Enhanced Due Diligence: For higher-risk clients or transactions, we apply enhanced due diligence (EDD) procedures. This may involve deeper scrutiny of the source of funds, additional identity verification, and closer monitoring of ongoing transactions.
- Transaction Monitoring: Our advanced systems continuously monitor client transactions for any signs of unusual activity that may indicate money laundering or other financial crimes. This allows us to act swiftly and decisively if any red flags arise.
- Ongoing Staff Training: We regularly train all of our employees to remain vigilant against money laundering and financial crime. This ensures that every member of our team understands their role in maintaining compliance and protecting the firm’s reputation.
Working with Financial Advisors to Ensure Compliance
Our compliance framework extends to the trusted partnerships we have with financial advisors. We work closely with our advisor partners to ensure they understand and uphold the same high standards of AML compliance. By collaborating with these advisors, we maintain a unified front against financial crime, ensuring that every step of the investment process, from onboarding to asset management, is secure and compliant.
Why AML Matters to Our Clients
For our clients, our robust AML policies offer peace of mind. By safeguarding their investments from illicit activity, we provide an extra layer of security, helping them to focus on their financial goals without concerns over legal or reputational risks. At The Seventy Ninth Group, we believe that maintaining the highest standards of AML compliance is not only a legal obligation but also a core part of building trust with our clients, partners, and regulators.
GDPR/Data Protection
GDPR/Data Protection
At The Seventy Ninth Group, safeguarding the privacy and security of our clients’ personal data is a top priority. As a registered entity with the Information Commissioner’s Office (ICO), under registration number ZA875939, we are fully compliant with the UK General Data Protection Regulation (UK GDPR) and the Data Protection Act 2018. We take every necessary step to ensure that the personal information we collect, process, and store is handled with the utmost care and transparency.
Data Protection Framework
We understand the importance of trust in today’s digital world, and we are committed to maintaining the highest standards of data protection. Our data protection framework is designed to guarantee the confidentiality, integrity, and availability of all personal data, ensuring that our clients’ information is secure at every stage of our relationship.
Key elements of our data protection approach include:
- Transparent Data Collection and Processing: We only collect the personal information that is necessary for the efficient management of your assets and financial services. All data is processed lawfully, fairly, and in a transparent manner, in compliance with the ICO’s guidelines.
- Client Rights: Our clients have full control over their data. In accordance with the UK GDPR, you have the right to access, correct, and request the deletion of your personal data at any time. We are fully committed to respecting and facilitating these rights.
- Data Security Measures: We employ advanced encryption technologies and industry-standard security protocols to protect personal data from unauthorised access, loss, or disclosure. This includes robust cybersecurity measures, regular audits, and ongoing monitoring of our data systems to mitigate any potential risks.
- Data Retention Policy: We retain personal data only for as long as it is necessary to fulfil the purposes for which it was collected, or as required by law. Once this data is no longer needed, we ensure that it is securely deleted or anonymised.
Working with partners to Ensure Data Security
Your Privacy is Our Priority
As a responsible asset management firm, we are dedicated to protecting your privacy. Our registration with the ICO (ZA875939) underscores our commitment to transparency and legal compliance. By adhering to the strict data protection requirements outlined by the ICO, we provide our clients with the confidence that their personal data is in safe hands.
If you have any concerns or questions about how we handle your personal data, our Data Protection Officer (DPO) is available to address any queries. Additionally, our Privacy Policy, which outlines how we collect, use, and protect your information, can be easily accessed at the bottom of this page. We are here to ensure that your privacy is respected and your data is protected, every step of the way.
Why Data Protection Matters to Our Clients
In an increasingly digital and interconnected world, robust data protection is essential. By safeguarding your personal information, we not only comply with legal obligations but also create trust and confidence in our services. Our commitment to data protection means you can focus on your portfolio objectives, knowing that your privacy and security are in safe, professional hands.
Supply Chain Management
Supply Chain Management
Our Commitment to Supply Chain Management
The Seventy Ninth Group understands that effective supply chain management is crucial to delivering exceptional service and value to our clients. We are committed to building resilient, transparent, and efficient supply chains that uphold the highest standards of compliance, security, and sustainability. Our approach is underpinned by strict adherence to industry regulations and a dedication to protecting the interests of all stakeholders involved.
Supply Chain Transparency and Accountability
We believe in full transparency throughout the supply chain, ensuring that every partner, supplier, and service provider we engage with aligns with our values and regulatory requirements. This transparency allows us to maintain control over the quality of services we provide and to ensure that every link in the supply chain is operating ethically and efficiently.
Key elements of our supply chain management approach include:
- Due Diligence on Partners: We conduct thorough due diligence on all our suppliers and partners to ensure they meet our high standards for quality, ethical practices, and compliance with relevant regulations. This includes verifying the security measures they have in place to protect sensitive data and ensure continuity of service.
- Compliance with Legal and Regulatory Requirements: Our supply chain operates in full compliance with UK regulations, including the UK GDPR and anti-money laundering (AML) requirements. This commitment ensures that all partners in our supply chain adhere to the same legal standards that we uphold, protecting both our clients and our firm.
- Sustainable and Ethical Sourcing: We are committed to working with suppliers who demonstrate responsible sourcing practices and support sustainability initiatives. We regularly assess the environmental and social impacts of our supply chain, ensuring that we contribute to a more sustainable future.
Why Supply Chain Management Matters to Our Clients
Our supply chain management practices are designed to deliver consistent, high-quality services while ensuring compliance with all relevant laws and regulations. By working with trusted partners and maintaining rigorous data protection standards, we provide our clients with peace of mind, knowing that their information and investments are secure.
Continuous Risk Assessment
Continuous Risk Assessment
Managing risk is integral to the success and stability of our business. We are committed to conducting ongoing, comprehensive risk assessments across every stream of our operations, ensuring that we proactively identify, evaluate, and mitigate potential risks before they impact our clients or business.
Through a dynamic approach to risk management, we are able to adapt to evolving market conditions, regulatory changes, and emerging threats, providing our clients with the confidence that their portfolios are safeguarded at all times.
Continuous Risk Assessment Framework
Our risk management framework is designed to be both robust and flexible, enabling us to maintain a high level of resilience across all areas of our business. This framework covers financial risks, operational risks, regulatory compliance, and reputational risks, ensuring that we have a holistic view of the potential challenges facing our firm and our clients.
Key components of our risk assessment strategy include:
- Risk Identification and Monitoring: We continuously monitor all areas of our business to identify potential risks early. From financial markets to cybersecurity threats, we take a proactive approach to risk detection, ensuring that we remain ahead of any emerging issues.
- Risk Evaluation and Mitigation: Once a risk is identified, we assess its potential impact and likelihood. This enables us to implement effective mitigation strategies tailored to the specific risk. Whether it’s tightening security protocols, diversifying portfolios, or enhancing compliance procedures, our response is swift and targeted.
- Cross-Departmental Collaboration: Our risk management strategy involves every part of our business, from asset management to data protection, supply chain management, and beyond. We believe that effective risk management requires a collaborative effort, with each department working in unison to identify and mitigate potential threats.
Role of a Security Trustee: T&T Management, Gibraltar
To further strengthen our risk management processes, we have partnered with T&T Management, a security trustee based in Gibraltar. T&T Management plays a critical role in safeguarding client investments by acting as an independent third party that holds security over assets on behalf of cliental.
As a trusted and regulated entity, T&T Management adds an extra layer of security and transparency to our investment structure. Their involvement ensures that all obligations are adhered to, and in the unlikely event of a default, T&T Management would act swiftly to protect clients’ interests. This partnership highlights our commitment to providing robust, risk-averse asset management services that prioritise client security.
Continuous Risk Assessment in Practice
We understand that risks evolve, which is why we are committed to a cycle of continuous risk assessment.
This includes:
- Regulatory Compliance: Our dedicated compliance team ensures that we stay up-to-date with regulatory changes in the UK and globally, including the UK GDPR, Financial Conduct Authority (FCA) requirements, and anti-money laundering (AML) regulations. We continuously assess our processes to ensure we are compliant, reducing the risk of regulatory breaches.
- Data Security and Privacy: As a registered entity with the Information Commissioner’s Office (ICO) under registration number ZA875939, we regularly assess our data protection protocols. This ensures that our clients’ personal data is safeguarded against cyber threats, unauthorised access, or breaches.
- Market and Financial Risk Management: We closely monitor financial markets and economic conditions to assess risks related to our asset management services. Our team conducts rigorous stress testing and scenario analysis to ensure our portfolios are resilient against market volatility and downturns.
- Partnership with T&T Management: By leveraging the expertise of T&T Management, our risk assessment framework is bolstered with the added security of an experienced trustee. This collaboration ensures that the legal and financial integrity of our clients’ assets is maintained, offering additional protection in complex transactions and investment structures.
Why Continuous Risk Assessment Matters to Our Clients
Our commitment to ongoing risk assessment means we are always prepared to respond to potential threats, protecting both our clients and the business. By integrating risk management into every stream of our operations, we ensure that our clients’ portfolios, personal data, and trust in our services are protected.
This proactive approach enables us to provide services that are not only compliant with legal and regulatory standards but also forward-thinking, secure, and resilient in an ever-changing landscape.
If you have any further questions or concerns about our risk management practices, our team is available to discuss them with you.
Ethics and Conduct
Ethics and Conduct
The foundation of our business is the relationships we have built – all of which are based on trust, honesty and integrity. We operate in a fair, legal and transparent manner with clearly defined processes for disclosure. We set ourselves apart from competitors through our upstanding ethics and values.
Anti-Slavery
Anti-Slavery
Our Commitment to Anti-Slavery and Human Labor Rights
We believe that every business has a responsibility to respect and uphold human rights. As part of our commitment to ethical practices, we actively combat modern slavery and human trafficking in our operations and supply chains. We take a firm stance against any form of forced labour, child labour, or exploitation and are proud to be aligned with internationally recognised standards and initiatives that promote human dignity and labour rights.
Our Ethical Framework
To support this commitment, we have signed up to the UN Global Compact initiative, adhering to its Ten Principles on human rights, labour, the environment, and anti-corruption. This global framework guides our business decisions, ensuring that we prioritise ethical practices at every level.
Additionally, we have achieved Green Mark certification, as well as compliance with ISO 9001 and ISO 14001 standards, which further reinforce our dedication to sustainability, quality management, and ethical business operations. These certifications reflect our commitment to continual improvement in areas that affect human rights, labour conditions, and environmental stewardship.
Anti-Slavery Practices in Our Business
Our anti-slavery and labour rights policy is embedded in all areas of our business and supply chains. We recognise the importance of identifying and addressing potential risks of modern slavery and exploitation, both directly and indirectly, and we have established a rigorous framework to support this effort.
Key components of our anti-slavery approach include:
- Supplier Due Diligence: We conduct thorough due diligence on all our suppliers and partners to ensure that they comply with anti-slavery laws and human rights standards. This includes requiring our partners to commit to ethical labour practices and providing transparency in their supply chains.
- Risk Assessments: As part of our continuous risk assessment strategy, we regularly evaluate the risks of modern slavery within our business and supply chain. By identifying areas of potential vulnerability, we can take proactive steps to mitigate these risks and ensure compliance with our ethical standards.
- Training and Awareness: We provide ongoing training to our employees, helping them recognise and address issues related to human trafficking and modern slavery. This ensures that all members of our organisation are equipped to uphold our values and spot potential red flags in our operations or supply chains.
Our Ethical Framework
Our commitment to anti-slavery and human labour rights is reinforced by our involvement with several global initiatives and standards, including:
- UN Global Compact: By signing up to the UN Global Compact, we are committed to upholding human rights and labour standards across our business and ensuring that we are part of a global movement to eradicate modern slavery and exploitative labour practices.
- ISO 9001 and ISO 14001: These certifications underline our commitment to quality management and environmental responsibility. As part of ISO 9001, we implement rigorous operational standards that support ethical business practices, while ISO 14001 ensures we meet environmental responsibilities that align with sustainable and human-centred practices.
- Green Mark Certification: Green Mark demonstrates our pledge to sustainability, reinforcing our commitment to ethical and responsible sourcing. By prioritising sustainable practices, we support initiatives that benefit communities and uphold labour rights globally.
Why Our Commitment Matters to Our Clients
We believe that ethical practices create lasting value, not just for our business but for society as a whole. By proactively addressing the risks of modern slavery and ensuring compliance with human rights and labour standards, we provide our clients with confidence that their investments align with their ethical values.
We are committed to continuous improvement in this area, regularly reviewing and updating our practices to ensure that we remain at the forefront of anti-slavery efforts. Our clients can be assured that by working with us, they are supporting a business that takes human labour rights seriously and actively contributes to a fairer, more just global economy.
Anti-Corruption
Anti-Corruption
We hold ourselves to the highest standards of integrity and transparency. We are committed to maintaining a zero-tolerance policy towards all forms of corruption, including bribery, fraud, and unethical business practices. Our approach to anti-corruption is embedded in every aspect of our operations, ensuring that we foster a culture of accountability, ethical conduct, and compliance with international standards.
Ethical Framework and Global Standards
To reinforce our commitment to fighting corruption, [Your Firm’s Name] is a proud participant in the UN Global Compact initiative, adhering to its Ten Principles, which include a firm stance against corruption in all its forms. By aligning our business with these global standards, we ensure that our practices promote ethical behaviour, transparency, and fairness at all levels.
We are also certified under ISO 9001 and ISO 14001, which reflect our dedication to quality management and sustainability. These internationally recognised certifications ensure that our operations meet the highest standards of integrity, environmental responsibility, and continuous improvement.
Furthermore, our Green Mark certification underscores our commitment to sustainable and responsible business practices, supporting initiatives that align with ethical governance and the fight against corruption.
Anti-Corruption Practices in Our Business
Key elements of our anti-corruption strategy include:
- Zero Tolerance Policy: We enforce a strict zero-tolerance approach to corruption across all areas of our business. This policy covers bribery, fraud, conflicts of interest, and any other unethical behaviour that may undermine our commitment to integrity.
- Due Diligence and Third-Party Vetting: We conduct thorough due diligence on all partners, suppliers, and third parties to ensure they comply with our anti-corruption standards. This vetting process helps us work only with organisations that share our commitment to ethical business practices.
- Whistleblowing and Reporting Mechanisms: We have established confidential whistleblowing channels that allow employees and partners to report any suspected corruption or unethical conduct without fear of retaliation. All reports are taken seriously and investigated thoroughly by our compliance team.
- Training and Awareness: Regular anti-corruption training is provided to all employees to ensure they understand our policies, recognise potential risks, and act in accordance with the highest ethical standards. This training also empowers our team to detect and prevent corruption before it escalates.
Global Partnerships Supporting Anti-Corruption
In addition to our internal measures, The Seventy Ninth Group is committed to supporting global anti-corruption initiatives through partnerships and certifications:
- UN Global Compact: By signing up to the UN Global Compact, we are committed to fighting corruption in all its forms, including bribery and extortion. We actively support this initiative by integrating anti-corruption policies into our operations and promoting ethical behaviour among our stakeholders.
- ISO 9001 and ISO 14001: Our ISO certifications highlight our adherence to globally recognised management standards. ISO 9001 ensures that our business processes are efficient, transparent, and subject to rigorous quality controls, while ISO 14001 ensures that we operate with a sustainable, responsible approach that minimises corruption risks within our environmental and operational practices.
- Green Mark Certification: As part of our Green Mark certification, we commit to responsible sourcing and sustainable practices, which help combat corrupt practices that may arise from unethical or unsustainable supply chain activities.
Continuous Risk Assessment and Monitoring
Our anti-corruption strategy is part of our broader risk management framework, where we conduct continuous assessments across all business streams. We regularly review and update our policies to ensure they are in line with the latest legal and regulatory standards, and we monitor our operations and supply chains for any signs of corrupt practices. This proactive approach helps us maintain the trust of our clients and partners, ensuring that we operate with integrity at all times.
Why Our Anti-Corruption Commitment Matters to Our Clients
we believe that ethical business practices are key to building long-term trust and success. Our clients can be confident that we are fully committed to transparency and that their portfolios are managed in a corruption-free environment. By actively combating corruption, we safeguard both our business and our clients’ interests, ensuring that we meet the highest ethical and legal standards in all our dealings.
Our firm’s anti-corruption efforts, combined with our broader commitment to global initiatives like the UN Global Compact, ISO certifications, and Green Mark, reflect our dedication to promoting integrity and ethical conduct across all levels of our business.
Our Accreditations.
ISO 9001 Accredited
ISO 9001 | Quality Management System(QMS) certification.
We are ISO accredited for standard ISO 9001:2015; this demonstrates our ongoing commitment to compliance. Most of the requirements for ISO 9001 are documented records of our organisation’s activity to ensure that the proper processes are in place. This accreditation demonstrates that the principles of quality management have been adopted in the right areas of the organisation and that our Quality Management System is helping us to reach goals that are both tangible and feasible.
ISO 14001 Accredited
ISO 14001 | Environmental Management (EMS) certification.
We are ISO accredited for standard ISO 14001:2015; this demonstrates our ongoing commitment to environmental management. This sets out the criteria for an environmental management system and maps out a framework that a company or organisation can follow to set up an effective environmental management system. We adhere stringently to the policies and procedures set out in this accreditation to provide assurance to company management, employees and stakeholders that environmental impact is being measured and improved.
Green Mark
Our Green Mark accreditation demonstrates our commitment to environmental sustainability.
Our commitments include implementing an environmental management system (including Reuse and Recycle policies), as well as auditing the systems and policies in place to continue the best practice within the workplace.
Our Commitments.
UN Global Compact
As approved participants in the United Nations Global Compact, we are transparent and frequently report on our commitments towards building a sustainable future.
The Board has elected to follow the United Nations ten core principles based on Human Rights, Labour Standards, Environmental Issues and Anti-Corruption as they offer the perfect synergy to our pledges.
Work with us.
Benefit from our innovative strategies, built on a rigorous and thorough acquisition process designed to maximise value and minimise risk. Our team is composed of highly trusted and well-respected experts, each bringing years of specialised experience across various sectors.
With a deep understanding of market dynamics and a commitment to excellence, we provide our clients with strategic insights and dependable guidance at every stage of the investment journey. Together, our expertise and dedication position us as a trusted partner, helping clients achieve their long-term financial goals.
